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In helpful guidance to registered investment advisers, the SEC’s Division of Examinations issued a Risk Alert on December 16, 2025, with...
Groom: In Brief
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Last Friday, the Department of Labor ("DOL") released a plan for its operations in the event of a shutdown. The plan indicates that...
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In a 52-47 vote, the U.S. Senate confirmed Daniel Aronowitz as assistant secretary to oversee DOL's Employee Benefits Security...
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The Department of Labor (the “Department”) has weighed in on whether defined contribution plans can include investment options containing...